Federalism

   

This article should be merged with 'Federation'.

Federalism (from the Latin fœdus, "covenant") is a system of government in which power is divided by constitutional right between national and local units of government in regions. A state that follows the federal system is known as a federation. Examples of federal systems include the governments of Australia, Belgium, Brazil, Canada, Germany, Malaysia, Mexico, the former Soviet Union, Switzerland, the United States of America, and the former Yugoslavia. Some countries, whilst not being formal federations, function like them - Spain, for instance, gives more powers to its autonomous communities than most federations to their constituent parts.

Comparison with Unitary systems

Unlike unitary systems, in which the powers of the local units of government are granted to them and can be varied or taken away by the national legislature, in a federal system the local units of government have their own independent constitutionally guaranteed authority. However they remain sub-units of one overall state, and thus do not have national sovereignty and have no standing under international law. In general, the local units of government cannot undertake an independent foreign policy, nor can they have standing armies without permission of federal government.

The distinction between unitary and federal governments is not always clear, as the national government in a formally unitary system of government may make large grants of power to local units resulting in a system that becomes de facto federal. An example of this is the United Kingdom. In theory, any of the regional devolved authorities created could be abolished, though politically that is exceptionally unlikely to happen (though in the UK, Margaret Thatcher did indeed abolish a number of well-established metropolitan councils, most notably the GLC). This system of devolution that evolves into a form of de facto federalism can sometimes occur without formal legislation, as is the case with the People's Republic of China in which largely informal grants of power to the provinces to handle economic affairs and implement national policies has resulted in a system which some have termed "de facto federalism with Chinese characteristics." In strict constitutional terms, however, regional authorities which have no constitutional right to exist are referred to as devolved assemblies, while those that have a constitutionally guaranteed right to exist are federal authorities (often called states).

Division of power

Often, the division of power between federal and local governments is outlined in the national constitution, as is the case with the United States and Australia. It is also common for the regional governments, or at least some of them, to have existed longer than the national government and for the national government to have come into being as a result of a union of local governments. This was the case with the United States of America, Switzerland, Canada, and Australia. Indeed many 'states' within federal systems may themselves have their own constitutions.

The precise division of power varies from system to system. In the case of the United States, the Federal government has powers over areas enumerated in the United States constitution with the remaining powers belonging to the states. (In practice, the enumeration and the "remaining powers" are both fairly broad, and have been interpreted differently at different times.) In the case of Germany, the division is less one of content than of administration: the national government issues directives and the regional governments (Lander) have broad discretion as to how to implement them. In the People's Republic of China, the de facto federal situation is one in which the central government sets up general economic policy and goals, and leaves the implementation to provincial governments.

Common Issues

There are a number of issues that are common to federal systems. One is that the exact division of power and responsibility between national and local governments is often a major source of conflict. Often, as is the case with the United States, such conflicts are resolved through the judicial system which delimits the powers of federal and local governments. The relationship between federal and local courts varies from nation to nation and can be a controversial and complex issue in itself.

Another common issue in federal systems is the conflict between local interests and regional interests. In some cases, such as Canada, these interests become entangled with differences in language or ethnicity. The ability of a federal government to create national institutions that can mediate differences that arise due to language, ethnic, religious, or other regional difference is major challenge, and the inability to meet this challenge has been the cause of the collapse of some federal systems such as Nigeria, the Soviet Union, the Federation of Rhodesia and Nyasaland, and the West Indies Federation and the cause of civil war in others such as the United States and Switzerland.

Almost all federal systems have mechanisms such as the United States Senate, United States Electoral College or the Australian Senate which give less populous regions a larger share of power than their numbers suggest. However, in some cases even these mechanisms are felt inadequate, and in these situations the local governments may become the focus of efforts at secession. Faced with a serious secession movement, the national government may simply dissolve, as did the Soviet Union, or may otherwise find it necessary to resort to armed force to preserve the federation, as was the case with the United States during the American Civil War.

Establishment and Expansion

Movements to establish a federal system can either be centralizing or decentralizing depending on the initial system of government. For example, in the United States, Australia, and the European Union federal movements were or are centralizing, either creating or extending the powers of the central government. By contrast, in Spain and post-war Germany, federal movements have been decentralizing moving power from central authorities to local units.


The World Federalist Movement advocates the establishment of a world government in which the division of powers would include assigning proper constitutional authority to world bodies in order to establish a universal rule of law.

List of federal states


Argentina 23 provinces (Provinces of Argentina) 1 federal district
Australia 6 states: Queensland, New South Wales, South Australia, Tasmania, Victoria, Western Australia 2 territories: Australian Capital Territory, Northern Territory
Austria 9 states/Bundesländer: Burgenland, Carinthia/Kärnten, Lower Austria/Niederösterreich, Salzburg, Styria/Steiermark, Tyrol/Tirol, Upper Austria/Oberösterreich, Vorarlberg, Vienna/Wien
Belgium 3 communities: Flanders/Vlaanderen/Flandre/Flandern, Fench-speaking community and German-speaking community, and 3 regions: Brussels/Brussel/Bruxelles/Brüssel, Flanders/Vlaanderen/Flandre/Flandern, Wallonia/Wallonië/Wallonie/Wallonien; the Flemings merged their community and regional institutions immediately.
Bosnia and Herzegovina 2 entities: Federation of Bosnia and Herzegovina/Federacija Bosne i Hercegovine, Serb Republic of Bosnia/Republika Srpska 1 internationally-supervised district: Brčko
Brazil 26 states (States of Brazil) 1 federal district
Canada 10 provinces: Alberta, British Columbia, Manitoba, New Brunswick, Newfoundland and Labrador, Nova Scotia, Ontario, Prince Edward Island, Quebec, Saskatchewan 3 territories: Northwest Territories, Nunavut, Yukon
Comoros 3 islands: Anjouan, Grande Comore, Moheli
Ethiopia 9 regions/astedader akababiwach: Afar, Amhara, Benishangul/Gumaz, Gambela, Harar, Oromia, Somali, Southern Nations, Nationalities, and Peoples Region, Tigray 2 chartered cities Addis Ababa, Dire Dawa
Germany 16 states/Bundesländer: Baden-Wurttemberg/Baden-Württemberg, Bavaria/Bayern, Berlin, Brandenburg, Bremen, Hamburg, Hesse/Hessen, Lower Saxony/Niedersachsen, Mecklenburg-Western Pomerania/Mecklenburg-Vorpommern), North Rhine-Westphalia/Nordrhein-Westfalen, Rhineland-Palatinate/Rheinland-Pfalz, Saarland, Saxony/Sachsen, Saxony-Anhalt/Sachsen-Anhalt, Schleswig-Holstein, Thuringia/Thüringen
India 28 states: Andhra Pradesh, Arunachal Pradesh, Assam, Bihar, Chhattisgarh, Goa, Gujarat, Haryana, Himachal Pradesh, Jammu and Kashmir, Jharkhand (Vananchal), Karnataka, Kerala, Madhya Pradesh (Central Province), Maharashtra, Manipur, Meghalaya, Mizoram, Nagaland, Orissa, Panjab, Rajasthan, Sikkim, Tamil Nadu, Tripura, Uttaranchal (Uttarakhand), Uttar Pradesh (Northern Province), West Bengal (Paschim Banga) 7 union territories: Andaman and Nicobar Islands, Chandigarh, Dadra and Nagar Haveli, Daman and Diu, Delhi, Lakshadweep (Laccadive Islands), Pondicherry (Puduchcheri)
Malaysia 13 states (States of Malaysia) 3 federal territories
Mexico 31 states (States of Mexico) 1 federal district
Micronesia 4 states: Chuuk (Truk), Kosrae, Pohnpei (Ponape), Yap
Nigeria 36 states (States of Nigeria) 1 territory
Russia 49 oblasts; 21 republics; 10 autonomius okrugs; 6 krays (Federal subjects of Russia) 2 federal cities
Spain 19 autonomous communities: Andalusia, Aragon, Asturias, Balearic Islands, Basque Country, Canary Islands, Cantabria, Castile-La Mancha, Castile-Leon, Catalonia, Extremadura, Galicia, La Rioja, Madrid, Murcia, Navarre, Valencia 2 autonomous cities: Ceuta, Melilla
Switzerland 26 cantons (Cantons of Switzerland)
Tanzania 26 regions (Regions of Tanzania)
United Arab Emirates (Trucial Oman) 7 emirates: Abu Dhabi, 'Ajman, Al Fujayrah, Sharjah, Dubai, Ra's al Khaymah, Umm al Qaywayn
United States 50 states: Alabama, Alaska, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Hawaii, Idaho, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Montana, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, West Virginia, Wisconsin, Wyoming 1 district: District of Columbia; 4 territories: American Samoa, Guam, Puerto Rico, United States Virgin Islands
Venezuela 23 states: Amazonas, Anzoátegui, Apure, Aragua, Barinas, Bolívar, Carabobo, Cojedes, Delta Amacuro, Falcón, Guarico, Lara, Mérida, Miranda, Monagas, Nueva Esparta, Portuguesa, Sucre, Táchira, Trujillo, Vargas, Yaracuy, Zulia 1 federal district: Venezuelan Federal District; 1 federal dependency: Venezuelan Federal Dependency
Yugoslavia (Serbia and Montenegro) 2 states: Serbia, Montenegro 2 autonomous provinces: Vojvodina, Kosovo and Metohia


Types of federalism

Political scientists have described a number of varieties of federalism:

  • Asymmetric federalism - members of the federation have varying amounts of power and responsibility
  • Executive federalism - federalism conducted between the executive branch of states rather than the legislative, also known as administrative federalism
  • Fiscal federalism - federalism involving the transfer of funds between levels of government
  • Formal federalism - responsibilities delineated in a written constitution, also known as constitutional federalism
  • Incongruent federalism - sub-units have differing cultures, languages, or religions.
  • Intrastate federalism - local interest are directly represented in national institutions

See also


Federalism may also refer to the ideology of the (now defunct) United States Federalist Party.

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